The Securities and Exchange Commission announced that its Retail Strategy Task Force will host a roundtable on October 3 on combating elder investor fraud. The roundtable will focus on the types of fraudulent and manipulative schemes currently targeting elder investors. The roundtable also will explore views from a broad range of regulators and industry experts on potential steps regulators broker-dealers investment advisers and others can take to identify and combat elder investor fraud.The roundtable will be held at the SECs headquarters at 100 F Street N.E. Washington D.C. and will begin at 930 a.m. ET. The roundtable will be open to the public and webcast live on the SECs website. Information on the agenda and participants will be issued shortly.Members of the public who wish to provide their views on the topic may submit comments electronically or on paper. Please submit comments using one method only. Information that is submitted will become part of the public record of the roundtable and posted on the SECs website. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make publicly available.
🔍 Key Information
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Tender Reference No.
445806782
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Publication Date
19 Jul 2019
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Sector
Banking, Finance, Insurance and Securities (BFIS)
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Notice Type
News
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Location
United states
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Documents & Downloads
No documents found
🏷️ CPV
No CPV found
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