📋 Tender Overview
The Securities and Exchange Commission’s Compliance Outreach Program announced today that it will host a virtual national seminar for investment companies and investment advisers on Nov. 7, 2024. This seminar is intended to help Chief Compliance Officers and other senior personnel at investment companies and investment advisory firms enhance their compliance programs for the protection of investors.
The conference will include panel discussions on:
Information security and operational resiliency;
Registered investment company topics
Private fund adviser topics
Marketing rule
Registered investment adviser topics
Hot topics lightning round
